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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2015-08-18
TX RA APPROVED_RES 2015-08-12
  • CT RA
    APPROVED
    Since 2015-08-18
  • TX RA
    APPROVED_RES
    Since 2015-08-12

Branch Locations

2001 Highland Ave, Bldg H, Cheshire, CT 06410 • United States

202 Highland Ave, Cheshire, CT 06410 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Milford CT 08/2015 Present
Jpmorgan Chase Bank, N.A. Milford CT 08/2015 Present
Previous Registrations
  • 2014-09-09 → 2015-06-05
    Southbury, CT
    Waterbury, CT
    Waterbury, CT
    Groton, CT
    Old Saybrook, CT
    Westerly, RI
    Waterford, CT
Other Businesses

Entity Name: DL Wilde LLC Investment related: N Address: WALLINGFORD , CT Nature of the other business: E-Commerce Position/Title/Relationship: Owner/Partner Start Date: 11/17/2020 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Owner of dropshipping company selling home goods online

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-03-27
S63 Uniform Securities Agent State Law Examination 2007-01-22
  • S66 Uniform Combined State Law Examination
    2013-03-27
  • S63 Uniform Securities Agent State Law Examination
    2007-01-22

View on SEC IAPD

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