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Heather N Morrow

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Leawood, KS

Lake Ozark, MO

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2023-01-31
TX RA APPROVED 2009-11-03
KS RA APPROVED 2009-07-07
  • MO RA
    APPROVED
    Since 2023-01-31
  • TX RA
    APPROVED
    Since 2009-11-03
  • KS RA
    APPROVED
    Since 2009-07-07

Branch Locations

3401 College Blvd, Leawood, KS 66211 • United States

Lake Ozark, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Leawood KS 06/2009 Present
Bank Of America, N.A. Leawood KS 04/2022 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-11-10
S63 Uniform Securities Agent State Law Examination 2006-11-28
  • S66 Uniform Combined State Law Examination
    2008-11-10
  • S63 Uniform Securities Agent State Law Examination
    2006-11-28
Other Names
  • Heather Nichole Morrow
  • Heather Nichole Morrow
  • Heather Nichole Morrow

View on SEC IAPD

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