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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-01-29 |
| MN | RA | APPROVED | 2024-02-05 |
| MO | RA | APPROVED | 2024-02-05 |
| TX | RA | APPROVED | 2024-02-05 |
| KS | RA | APPROVED | 2023-11-08 |
| CO | RA | APPROVED | 2023-08-22 |
| MI | RA | APPROVED | 2020-01-14 |
| IA | RA | APPROVED | 2011-02-24 |
Branch Locations
7001 Westown Parkway Suite 240, West Des Moines, IA 50266 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Company Of America | Clive | IA | 11/2006 | 05/2026 |
| Park Avenue Securities | Clive | IA | 01/2007 | 05/2026 |
| Park Avenue Securities | West Des Moines | IA | 05/2026 | Present |
| Guardian Life Insurance Company | West Des Moines | IA | 05/2026 | Present |
1. Insurance products outside of Guardian-LTC, Health, Group, Fixed Annuities, Start: 09/01/2007, Address: 12345 University Ave, Suite 200 Clive IA 50325, 1 bus hr per month, Investment related, 2. Anchored Storage, LLC-Part owner of new Storage Rental Unit Building, Start: 01/01/2016, address: 131 North Hill Drive Guttenberg, IA 52052, 2 bus hrs per month, Investment related, 3) Brinks Equipment LLC-Equipment Purchase & Leasing in a LLC, Start: 10/22/2021, Address: 16557 Oakbrook Dr. Clive IA 50325, 5 total hours per month; 2 during securities trading hours, Investment related, More than 10% annual compensation, 4) Personal Representative of the Gary Brinks Estate, Start: 12/06/2022, Address: 16557 Oakbrook Dr. Clive IA 50325, 5 total hours per month; 5 during securities trading hours, Not investment related, No annual compensation, 5) EWG Farm Subsidy Income-owner, Nature of Business: Farm land for rent, Start date: 11/10/2025, Address: SW Township Section 16 & 14 of Murray County Minnesota, Duties: ownership, 0 total hours per month; Investment related, 6) Thrive IA 2-owner, Nature of Business: real estate ownership, Start date: 04/01/2026, Address: 16557 Oakbrook Dr. Clive IA 50325, Duties: ownership, 2 total hours per month; 0 during securities trading hours, Investment related,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-09-11 |
| S63 | Uniform Securities Agent State Law Examination | 2007-02-09 |
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