Howard Jay Spielberg

Employer firm

Lido CRD 269866

$42.5B regulatory AUM 2 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2003 → 03/2025
  Fidelity Brokerage Services
  Phoenix, AZ
• 07/2018 → 03/2025
  Fidelity Personal And Workplace Advisors
  Phoenix, AZ
• 03/2025 → 03/2025
  Fidelity Investments
  Boston, MA
• 05/2025 → Present
  Lido Advisors, Llc
  Los Angeles, CA

Previous Registrations

• 2025-03-31 → 2025-04-04
  Strategic Advisers Llc
  Boston, MA
• 2018-07-13 → 2025-03-31
  Fidelity Personal And Workplace Advisors
  Boston, MA
  Phoenix, AZ
  Scottsdale, AZ
• 2014-12-02 → 2018-07-13
  Strategic Advisers Llc
  Scottsdale, AZ

Exams

• S65 Uniform Investment Adviser Law Examination
  2025-07-23
• S66 Uniform Combined State Law Examination
  2014-10-13
• S63 Uniform Securities Agent State Law Examination
  2000-07-14