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Inactive

Howard Jay Spielberg

Lido

Los Angeles, CA

Scottsdale, AZ

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Current Employers
Lido

1875 Century Park East Suite 950, Los Angeles, CA 90067 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-08-06
TX RA APPROVED 2025-11-07
CA RA APPROVED 2025-07-24
AZ RA APPROVED 2025-05-23
  • NY RA
    APPROVED
    Since 2026-08-06
  • TX RA
    APPROVED
    Since 2025-11-07
  • CA RA
    APPROVED
    Since 2025-07-24
  • AZ RA
    APPROVED
    Since 2025-05-23

Branch Locations

1875 Century Park East Suite 950, Los Angeles, CA 90067 • United States

6263 N Scottsdale Road Suite 185, Scottsdale, AZ 85250 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Phoenix AZ 10/2003 03/2025
Fidelity Personal And Workplace Advisors Phoenix AZ 07/2018 03/2025
Fidelity Investments Boston MA 03/2025 03/2025
Lido Advisors, Llc Los Angeles CA 05/2025 Present
  • 10/2003 → 03/2025
    Fidelity Brokerage Services
    Phoenix, AZ
  • 07/2018 → 03/2025
    Fidelity Personal And Workplace Advisors
    Phoenix, AZ
  • 03/2025 → 03/2025
    Fidelity Investments
    Boston, MA
  • 05/2025 → Present
    Lido Advisors, Llc
    Los Angeles, CA
Previous Registrations
  • 2025-03-31 → 2025-04-04
    Boston, MA
  • 2018-07-13 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Boston, MA
    Phoenix, AZ
    Scottsdale, AZ
  • 2014-12-02 → 2018-07-13
    Scottsdale, AZ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-07-23
S66 Uniform Combined State Law Examination 2014-10-13
S63 Uniform Securities Agent State Law Examination 2000-07-14
  • S65 Uniform Investment Adviser Law Examination
    2025-07-23
  • S66 Uniform Combined State Law Examination
    2014-10-13
  • S63 Uniform Securities Agent State Law Examination
    2000-07-14

View on SEC IAPD

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