Stacey Corrine Cicotello

Charles Schwab & Co., Inc.

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Current Employers

Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2023-05-09
CO	RA	APPROVED	2018-03-28

AZ RA
APPROVED

Since 2023-05-09
CO RA
APPROVED

Since 2018-03-28

Branch Locations

Phoenix, AZ • United States

2423 E Lincoln Dr, Phoenix, AZ 85016-1215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Scottrade, Inc.	Westminster	CO	11/2014	03/2018
Charles Schwab & Co., Inc.	Phoenix	AZ	03/2018	Present

11/2014 → 03/2018

Scottrade, Inc.

Westminster, CO
03/2018 → Present

Charles Schwab & Co., Inc.

Phoenix, AZ

Previous Registrations

2016-05-27 → 2018-03-09

Scottrade Investment Management

Westminster, CO
2013-05-30 → 2014-10-14

Td Ameritrade, Inc.

Lone Tree, CO

Lone Tree, CO

Lone Tree, CO

San Diego, CA

Denver, CO
2013-05-30 → 2013-09-12

Td Ameritrade Investment Management, Llc

Denver, CO

Other Businesses

1) Rental Property | Investment Related:No|3632 Newton Street|Denver|CO|80211|USA|Real Estate (Non-Agent/Broker)|Property Owner|10/1/2021|More than 40|0|We are relocating to Phoenix, AZ and would like to rent out our Denver, CO property

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-05-24
S63	Uniform Securities Agent State Law Examination	2007-03-09

S66 Uniform Combined State Law Examination

2013-05-24
S63 Uniform Securities Agent State Law Examination

2007-03-09

Other Names

Stacey Corrine Rodriguez
Stacey Rodriguez
Stacey Corrine Cicotello
Stacey C Cicotello

View on SEC IAPD

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