Inactive

Alan L Bergin

Claim This Profile

Current Employers

Feg

201 East Fifth Street Suite 1600, Cincinnati, OH 45202 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2017-02-13
LA	RA	APPROVED	2017-02-10

TX RA
APPROVED

Since 2017-02-13
LA RA
APPROVED

Since 2017-02-10

Branch Locations

3500 Oak Lawn Ave Suite 240, Dallas, TX 75219 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Larry Thompson & Associates	Dallas	TX	11/2003	11/2016
Fund Evaluation Group	Cincinnati	OH	12/2016	Present

11/2003 → 11/2016

Larry Thompson & Associates

Dallas, TX
12/2016 → Present

Fund Evaluation Group

Cincinnati, OH

Previous Registrations

2007-01-05 → 2017-02-01

Larry Thompson & Associates, Inc.

Dallas, TX

Designations

Other Names

Alan Bergin

View on SEC IAPD

Other Firms

RETIREMENT ADVISORS, LLC

7TH HARVEST INVESTMENTS

ADVISOR RESOURCE COUNCIL

PRIME SENTRY WEALTH MANAGEMENT LLC

OPENAIR FINANCIAL, LLC

GENEOS WEALTH MANAGEMENT, INC.

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

KESTRA ADVISORY SERVICES, LLC

Other Investors

MICHAEL CHARLES PERRY

Samuel James Perry

Michael Charles Perry

CHESTER ANDERSON

THOMAS MARC YOUNG

RYAN YANCY MULLIN

Leonid Murashkovskiy

Other Offices

RETIREMENT ADVISORS, LLC · DALLAS, TX

7TH HARVEST INVESTMENTS · DALLAS, TX

ADVISOR RESOURCE COUNCIL · Dallas, TX

PRIME SENTRY WEALTH MANAGEMENT LLC · ADDISON, TX

OPENAIR FINANCIAL, LLC · Dallas, TX

GENEOS WEALTH MANAGEMENT, INC. · Addison, TX

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Addison, TX

KESTRA ADVISORY SERVICES, LLC · ADDISON, TX

More in Dallas, TX

Reviews

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor