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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-08-24
NH RA APPROVED 2022-12-05
  • TX RA
    APPROVED_RES
    Since 2026-08-24
  • NH RA
    APPROVED
    Since 2022-12-05

Branch Locations

36 Washington St Ste 140, Wellesley, MA 02481-1900 • United States

Londonderry, NH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Nashua NH 02/2016 10/2022
Ameriprise Financial Services, Llc Wellesley MA 11/2022 Present
Previous Registrations
Other Businesses

Outside Employment; Array Services LLC; Being paid through an LLC for work at Ameriprise; Manage advisory business; 36 Washington Street , Suite 140, Wellesley, MA, 02481; Investment-Related; 11/22/2022; 40 to 59 hours per month; 40 to 59 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-10-30
S63 Uniform Securities Agent State Law Examination 2007-02-09
  • S66 Uniform Combined State Law Examination
    2015-10-30
  • S63 Uniform Securities Agent State Law Examination
    2007-02-09
Other Names
  • Christine Rauser
  • Christine Elaine Rauser
  • Christine Elaine Hughes

View on SEC IAPD

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