Best Investors
Account
Sign in
J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2024-02-09 |
| TX | RA | APPROVED | 2024-02-09 |
Branch Locations
100 W Putnam Ave Floor 04, Greenwich, CT 06830 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | Greenwich | CT | 03/2008 | Present |
| J.P. Morgan Securities Llc | Greenwich | CT | 10/2012 | Present |
| Gpss Ventures Llc | Darien | CT | 07/2020 | Present |
Entity Name: GPSS Ventures LLC Investment related: Yes Address: Darien, CT 06820 Nature of the other business: LLC created to invest in private company. No operational activity. Position/Title/Relationship: Officer; Partial Owner Start Date: 23-Jul-2020 Approximate # of hours a month: 0 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Passive Investor
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-02-09 |
| S63 | Uniform Securities Agent State Law Examination | 2006-11-22 |
Reach out to this advisor