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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-05-27 |
Branch Locations
3700 Old Redwood Hwy Ste 108 [Nj-Rbo], Santa Rosa, CA 95404 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of West | Larkspur | CA | 07/2016 | 02/2018 |
| Advisory Cloud | Novato | CA | 02/2018 | 06/2019 |
| Unemployed | San Rafael | CA | 06/2019 | 02/2020 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | San Rafael | CA | 02/2020 | 05/2025 |
| Bank Of America, N.A. | San Rafael | CA | 03/2022 | 05/2025 |
| Wells Fargo Clearing Services, Llc | Santa Rosa | CA | 05/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-03-18 |
| S63 | Uniform Securities Agent State Law Examination | 2007-05-19 |
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