Thomas J Curtin

Current Employers

Employment History

• 12/2013 → 12/2016
  Wellesley Investment Advisors, Inc.
  Wellesley, MA
• 01/2014 → 12/2016
  Northern Lights Distributors, Llc
  Omaha, NE
• 01/2017 → 04/2017
  Unemployed
  Wethersfield, CT
• 05/2017 → 03/2018
  Lpl Financial
  Springfield, MA
• 05/2017 → 03/2018
  Westfield Bank
  Springfield, MA
• 06/2018 → 11/2019
  Cuna Brokerage Services, Inc.
  Waverly, IA
• 06/2018 → 11/2019
  Cuna Mutual Group
  Waverly, IA
• 03/2018 → 06/2018
  Unemployed
  Wethersfield, CT
• 12/2019 → 05/2021
  Hammond Iles Wealth Advisors
  Wethersfield, CT
• 06/2021 → 06/2024
  Securities America, Inc
  Windsor, CT
• 06/2021 → 11/2024
  Arbor Point Advisors
  Windsor, CT
• 06/2024 → Present
  Osaic Wealth, Inc.
  Windsor, CT
• 11/2024 → Present
  Osaic Advisory Services, Llc
  Atlanta, GA

Previous Registrations

• 2021-06-08 → 2024-11-08
  Arbor Point Advisors
  Windsor, CT
• 2020-01-10 → 2021-05-28
  Hammond Iles Wealth Advisors
  Wethersfield, CT
  South Burlington, VT
• 2018-07-11 → 2019-12-04
  Cuna Brokerage Services, Inc.
  Waverly, IA
  Norwich, CT
• 2017-05-03 → 2018-04-20
  Lpl Financial Llc
  West Springfield, MA
  Springfield, MA
  Farmington, CT
  South Hadley, MA
  Holyoke, MA
  West Springfield, MA
  Chicopee, MA
  Springfield, MA
• 2014-02-10 → 2017-01-03
  Wellesley Asset Management, Inc.
  Portsmouth, NH
  Wethersfield, CT

Other Businesses

GOTTIER INVESTMENTS POSITION: Insurance Agent NATURE: Licensed independent insurance agent. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 1 START DATE: 06/15/2021 ADDRESS: 14 Maple Ave, Windsor CT 06095 DESCRIPTION: Effecting transactions in insurance products for clients and earn commissions for these activities.

Exams

• S66 Uniform Combined State Law Examination
  2013-11-04
• S63 Uniform Securities Agent State Law Examination
  2007-05-22

Other Names

• Thomas Joseph Curtin