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Georgina A Eriksen

Stifel, Nicolaus & Company, Incorporated

Hauppauge, NY

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-26
  • NY RA
    APPROVED
    Since 2021-05-26

Branch Locations

100 Motor Parkway 2Nd Floor, Hauppauge, NY 11788 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Empire Securities, Inc. Hauppauge NY 04/2014 03/2019
Stifel, Nicolaus & Company, Incorporated Hauppauge NY 03/2019 Present
Previous Registrations
  • 2010-04-23 → 2019-01-10
    First Empire Asset Management, Inc
    Hauppauge, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-04-16
S63 Uniform Securities Agent State Law Examination 2003-07-10
  • S66 Uniform Combined State Law Examination
    2010-04-16
  • S63 Uniform Securities Agent State Law Examination
    2003-07-10
Other Names
  • Georgina A Riegger

View on SEC IAPD

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Other Offices

EQUITY SERVICES, INC. · HAUPPAUGE, NY
MADISON GLOBAL ADVISORS LLC · HAUPPAUGE, NY
UNITED FINANCIAL PLANNING GROUP LLC · HAUPPAUGE, NY
COMMONWEALTH FINANCIAL NETWORK · Hauppauge, NY
LPL FINANCIAL LLC · HAUPPAUGE, NY
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Hauppauge, NY
J.P. MORGAN SECURITIES LLC · HAUPPAUGE, NY
CETERA INVESTMENT ADVISERS LLC · Hauppauge, NY

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