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Benjamin Jay Goldsmith

Wells Fargo Clearing Services, LLC

Fort Collins, CO

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-05-17
CO RA APPROVED 2014-05-12
  • TX RA
    APPROVED
    Since 2018-05-17
  • CO RA
    APPROVED
    Since 2014-05-12

Branch Locations

3600 S College Ave, Fort Collins, CO 80525 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Denver CO 04/2014 11/2016
Wells Fargo Clearing Services, Llc Denver CO 11/2016 Present
Previous Registrations
  • 2011-01-03 → 2013-07-08
    Wells Fargo Clearing Services, Llc
    Denver, CO
  • 2007-01-04 → 2011-01-03
    Wells Fargo Investments, Llc
    Denver, CO
    Aurora, CO
    Denver, CO
    Denver, CO
Other Businesses

TRUSTEE FOR MINOR CHILDREN; INV RELATED; STERLING, CO; TRUSTEE/CO-TRUSTEE; START DATE: 01/01/2026; 2 HRS PER MONTH; 0 HRS DURING TRADING; |

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-12-27
  • S66 Uniform Combined State Law Examination
    2006-12-27
Designations
Other Names
  • Ben Goldsmith

View on SEC IAPD

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Other Offices

EQUITABLE ADVISORS, LLC · FORT COLLINS, CO
AMERIPRISE FINANCIAL SERVICES, LLC · FORT COLLINS, CO
EDWARD JONES · FT COLLINS, CO
GRADIENT ADVISORS, LLC · FORT COLLINS, CO
AMERIPRISE FINANCIAL SERVICES, LLC · FORT COLLINS, CO
AE WEALTH MANAGEMENT, LLC · Fort Collins, CO
EDWARD JONES · FORT COLLINS, CO
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