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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-06-19
IL RA APPROVED 2011-02-07
  • TX RA
    APPROVED_RES
    Since 2017-06-19
  • IL RA
    APPROVED
    Since 2011-02-07

Branch Locations

945 Bunker Hill Rd Suite 300, Houston - Memorial City, TX 77024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W. Baird & Co. Peoria IL 10/2006 Present
  • 10/2006 → Present
    Robert W. Baird & Co.
    Peoria, IL
Other Businesses

NAME & ADDRESS: Downtown Advisory Commission n/a Peoria IL 61602 NATURE OF ENTITY: It is a group of commissioners who advise the City Council on strategies for improving downtown Peoria RESPONSIBILITIES IN ROLE: Advising the city council on ideas to improve downtown Peoria. HOURS DEVOTED: 2 hours/month Name/Address: Big Fella Classic Inc, 219 Ellington Dr, Peoria IL 61603 Start date: 7/3/19 Hours spent: 20 hours/year Hours spent during trading Hours: 5 Role/Responsibility: Treasurer / Collection of money during an annual golf outing transferred to a bank which is then dispersed to a charitable organization of our choosing. Not investment related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-02-04
  • S66 Uniform Combined State Law Examination
    2011-02-04
Other Names
  • Alison P Daley
  • Alison P Smith
  • Alison Daley Smith
  • Alison Daley Smith

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Houston - Memorial City, TX

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