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353 N. Clark Street Suite 2775, Chicago, IL 60654 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-09-20 |
Branch Locations
353 N. Clark Street Suite 2775, Chicago, IL 60654 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Orland Park | IL | 10/2006 | 03/2020 |
| Ameriprise Financial Services, Llc | Orland Park | IL | 03/2020 | 08/2024 |
| The Mather Group, Llc | Chicago | IL | 09/2024 | Present |
Board of Directors; Fuller Tome; Courtney L; Equipment Coordinator; PO Box 41, , Coal City , IL, 60416; Not Investment-Related; 02/01/2024; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Outside Employment; Ninth Avenue LLC; Other; 15030 S Ravinia Ave, Suite 39, Orland Park, IL, 60462; Investment-Related; 02/21/2024; 60 during trading hours; 60 hours per month.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-05-02 |
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