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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-08-22
  • TX RA
    APPROVED
    Since 2023-08-22

Branch Locations

200 E Basse Rd, San Antonio, TX 78209 • United States

405 Colorado St Floor 25 & 24, Austin, TX 78701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Private Bank, Na San Antonio TX 12/2015 07/2023
Jpmorgan Chase Bank, N.A. San Antonio TX 08/2023 Present
J.P. Morgan Securities Llc San Antonio TX 08/2023 Present
  • 12/2015 → 07/2023
    Morgan Stanley Private Bank, Na
    San Antonio, TX
  • 08/2023 → Present
    Jpmorgan Chase Bank, N.A.
    San Antonio, TX
  • 08/2023 → Present
    San Antonio, TX
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-10-31
S63 Uniform Securities Agent State Law Examination 2008-08-18
  • S66 Uniform Combined State Law Examination
    2012-10-31
  • S63 Uniform Securities Agent State Law Examination
    2008-08-18
Other Names
  • Heather L Cruice
  • Heather Cruice
  • Heather Lee Cruice

View on SEC IAPD

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