Amrinder Singh Dhaliwal

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2013 → 04/2024
  Bancwest Investment Services
  Sacramento, CA
• 08/2013 → 04/2024
  Bank Of The West
  Sacramento, CA
• 07/2023 → 04/2024
  Lpl Financial Llc
  Sacramento, CA
• 04/2024 → Present
  Wells Fargo Clearing Services, Llc
  Roseville, CA

Previous Registrations

• 2023-07-19 → 2024-04-26
  Lpl Financial Llc
  Sacramento, CA
• 2013-08-07 → 2023-07-19
  Bancwest Investment Services, Inc.
  Sacramento, CA
  Sacramento, CA
  Omaha, NE
  Sacramento, CA
  Sacramento, CA
  Omaha, NE
• 2012-10-01 → 2013-08-08
  J.P. Morgan Securities Llc
  Elk Grove, CA
  Sacramento, CA
• 2011-06-06 → 2012-10-01
  Chase Investment Services Corp.
  Sacramento, CA
  Elk Grove, CA

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-06-04
• S63 Uniform Securities Agent State Law Examination
  2010-09-01