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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-05-07
  • NY RA
    APPROVED
    Since 2024-05-07

Branch Locations

140 Adams Ave. Ste. A8, Hauppauge, NY 11788 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Total Wealth Planing Llc Melville NY 07/2011 Present
Woodbury Financial Services, Inc. Hauppauge NY 10/2014 03/2022
Lpl Financial Llc Hauppauge NY 03/2022 05/2024
Cambridge Investment Research, Inc. Fairfield IA 05/2024 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 05/2024 Present
  • 07/2011 → Present
    Total Wealth Planing Llc
    Melville, NY
  • 10/2014 → 03/2022
    Woodbury Financial Services, Inc.
    Hauppauge, NY
  • 03/2022 → 05/2024
    Hauppauge, NY
  • 05/2024 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 05/2024 → Present
    Fairfield, IA
Previous Registrations
  • 2022-03-18 → 2024-05-07
    Hauppauge, NY
    Hauppauge, NY
    Milltown, NJ
  • 2014-10-27 → 2022-03-22
    Woodbury Financial Services, Inc.
    Hauppauge, NY
    Poughkeepsie, NY
    Hauppauge, NY
  • 2011-10-31 → 2014-11-19
    American Portfolios Advisors, Inc
    Holbrook, NY
Other Businesses

1) TOTAL WEALTH PLANNING, 140 ADAMS AVENUE SUITE A8 HAUPPAUGE NY, 05/2024, OWNER, DBA, INV REL, 160 HR/MO 140 HR/MO TRADING 2) DOMINIC V PRIVITERA, 140 ADAMS AVENUE SUITE A8 HAUPPAUGE NY, 05/2024, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE AGENCIES, INV REL, 4 HR/MO 4 HR/MO TRADING 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO 40 HR/MO TRADING 4) OBA NAMENISOCH, LLC, 140 Adams Avenue, Suite A8, Hauppauge NY 11788, 02/2023, Owner, Real Estate, NIR, 0 HR/MO, 0 HR/MO TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-01-31
S66 Uniform Combined State Law Examination 2007-02-09
  • S65 Uniform Investment Adviser Law Examination
    2012-01-31
  • S66 Uniform Combined State Law Examination
    2007-02-09
Designations

View on SEC IAPD

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