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Daniel Ryan Johnson

Equitable Advisors, LLC

Rogers, MN

Minneapolis, MN

CRD 5241489

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Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2025-02-11
  • MN RA
    APPROVED
    Since 2025-02-11

Branch Locations

Rogers, MN • United States

Two Meridian Crossings Suite 450, Minneapolis, MN 55423 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Edina MN 05/2015 09/2016
Thrivent Investment Management Inc Minneapolis MN 10/2016 Present
Thrivent Financial Appleton WI 10/2016 Present
Equitable Advisors Llc New York NY 02/2025 Present
Equitable Minneapolis MN 02/2025 Present
  • 05/2015 → 09/2016
    Fidelity Brokerage Services Llc
    Edina, MN
  • 10/2016 → Present
    Minneapolis, MN
  • 10/2016 → Present
    Thrivent Financial
    Appleton, WI
  • 02/2025 → Present
    New York, NY
  • 02/2025 → Present
    Equitable
    Minneapolis, MN
Previous Registrations
Other Businesses

TROOP 582 21705, ASSISTANT SCOUT MASTER TEACHING NEW LIFE SKILLS AND PROVIDING OUTDOOR ACTIVITIES TO YOUNG PEOPLE, 3/2023, 12 HOURS PER MONTH.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-01-23
S63 Uniform Securities Agent State Law Examination 2006-12-13
  • S66 Uniform Combined State Law Examination
    2017-01-23
  • S63 Uniform Securities Agent State Law Examination
    2006-12-13
Other Names
  • Dan Johnson

View on SEC IAPD

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