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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-10-07 |
| IA | RA | APPROVED | 2018-03-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Investment Services Llc | St. Cloud | MN | 06/2008 | 03/2018 |
| Northwestern Bank | Orange City | IA | 06/2008 | 03/2018 |
| Cetera Investment Advisers Llc | Orange City | IA | 01/2014 | 03/2018 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 03/2018 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 03/2018 | Present |
1) LEIGHTON INVESTMENT SERVICES, 905 W 1ST ST, PELLA, IA, 03/2018, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 20 HR/MO, 20 HR/MO TRADING. 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 03/2018, ADVISORY REP OF AN RIA, INV REL, 80 HR/MO, 60 HR/MO TRADING. 3) THIRD CHURCH, 708 E 13TH ST, PELLA IA, 07/2022, BOARD MEMBER, RELIGIOUS ORGANIZATION, NIR, 2 HR/MO, 0 HR/MO TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-12-15 |
| S63 | Uniform Securities Agent State Law Examination | 2007-01-13 |
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