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1330 Post Oak Blvd., Suite 2100, Houston, TX 77056 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2020-03-02 |
| CA | RA | APPROVED | 2019-12-19 |
| CO | RA | APPROVED | 2019-12-19 |
| KY | RA | APPROVED | 2019-12-19 |
| TX | RA | APPROVED | 2013-03-15 |
Branch Locations
1330 Post Oak Blvd., Suite 2100, Houston, TX 77056 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Global Financial Services Llc | Houston | TX | 07/2006 | Present |
WRITER, SELF-PUBLISHER. NON-INVESTMENT RELATED. ADDRESS: 12406 ACACIA ARBOR LN., HOUSTON, TX 77041. STARTED: 07/01/2013. APPROXIMATE 1-5 HOURS PER MONTH DEVOTED TO THIS ACTIVITY OUTSIDE OF SECURITIES TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-07-17 |
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