Juan Carlos Cantu Gonzalez

Employer firm

Gfs Advisors LLC CRD 143110

$3.76B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers

Gfs Advisors Llc

1330 Post Oak Blvd., Suite 2100, Houston, TX 77056 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2020-03-02
CA	RA	APPROVED	2019-12-19
CO	RA	APPROVED	2019-12-19
KY	RA	APPROVED	2019-12-19
TX	RA	APPROVED	2013-03-15

FL RA
APPROVED

Since 2020-03-02
CA RA
APPROVED

Since 2019-12-19
CO RA
APPROVED

Since 2019-12-19
KY RA
APPROVED

Since 2019-12-19
TX RA
APPROVED

Since 2013-03-15

Branch Locations

1330 Post Oak Blvd., Suite 2100, Houston, TX 77056 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Global Financial Services Llc	Houston	TX	07/2006	Present

07/2006 → Present

Global Financial Services Llc

Houston, TX

Other Businesses

WRITER, SELF-PUBLISHER. NON-INVESTMENT RELATED. ADDRESS: 12406 ACACIA ARBOR LN., HOUSTON, TX 77041. STARTED: 07/01/2013. APPROXIMATE 1-5 HOURS PER MONTH DEVOTED TO THIS ACTIVITY OUTSIDE OF SECURITIES TRADING.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-07-17

S66 Uniform Combined State Law Examination

2007-07-17

Designations

Chartered Financial Analyst

Other Names

Juan Carlos Cantu
Juan Carlos Cantu

View on SEC IAPD

Employer firm

Current Employers

Gfs Advisors Llc

Disclosures

Employment History

Other Businesses

Exams

Designations

Other Names

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