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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2026-01-07 |
| MN | RA | APPROVED | 2019-11-06 |
Branch Locations
1240 Winnowing Way Suite 102, Mount Pleasant, SC 29466-7531 • United States
Cedar Lake Township, MN • United States
Cedar Lake Township, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Monica Eckberg | Edina | MN | 04/2016 | 06/2017 |
| Northwestern Mutual Investment Services Llc | Edina | MN | 04/2016 | 05/2017 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 04/2016 | 05/2017 |
| Ameriprise Financial Services Inc | Minneapolis | MN | 06/2017 | 03/2020 |
| Ameriprise Financial Services, Llc | Minneapolis | MN | 03/2020 | Present |
Name of Activity: GOLDEN POND ACRES; Date Activity Started/Modified/Ended: 12/28/2020; Type of Activity: Retail Sales; Role/Relationship: Owner/ Proprietor; Responsibilities: MANAGE HOBBY FARM; Income Per Year: UNDER $10,000; Total Hours Per Month: 0 - 20; Total Hours Per Month During Trading Hours: 0 - 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others? No; --- END ---
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-03-17 |
| S63 | Uniform Securities Agent State Law Examination | 2007-08-24 |
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