John Nicholas Gust

Employer firm

Eagle Strategies LLC CRD 110826

$32.0B regulatory AUM 6,662 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Periodicals / newsletters
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-02-18

FL RA
APPROVED

Since 2025-02-18

Branch Locations

Cape Coral, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
New York Life Insurance Company	Downers Grove	IL	08/2008	Present
Nylife Securities Llc	Downers Grove	IL	01/2010	Present
Eagle Strategies Llc	Park Ridge	IL	06/2010	Present
Uber	Park Ridge	IL	01/2016	05/2019

08/2008 → Present

New York Life Insurance Company

Downers Grove, IL
01/2010 → Present

Nylife Securities Llc

Downers Grove, IL
06/2010 → Present

Eagle Strategies Llc

Park Ridge, IL
01/2016 → 05/2019

Uber

Park Ridge, IL

Previous Registrations

2007-03-07 → 2008-09-15

Capital Investment Partners, Llc

Chicago, IL

Other Businesses

[INSURANCE BROKERING; APPOINTED WITH OUTSIDE CARRERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; INSURANCE BROKER; INVESTMENT RELATED; 8 HOURS PER MONTH; START DATE 02/2011]

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2010-03-08
S65	Uniform Investment Adviser Law Examination	2007-03-06

S63 Uniform Securities Agent State Law Examination

2010-03-08
S65 Uniform Investment Adviser Law Examination

2007-03-06

Other Names

John N Gust
John N Gust
John N Gust

View on SEC IAPD