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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-06-26 |
Branch Locations
305 Madison Avenue, Morristown, NJ 07960 • United States
3201 Danville Boulevard, Ste 170, Alamo, CA 94507 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lincoln Financial Advisors | San Ramon | CA | 02/2013 | 04/2018 |
| Mutual Securities, Inc. | Camarillo | CA | 04/2018 | 06/2020 |
| Insight Wealth Strategies, Llc. | San Ramon | CA | 04/2018 | 04/2021 |
| Lpl Financial, Llc | San Ramon | CA | 04/2021 | Present |
| Mariner Independent | Overland Park | KS | 05/2021 | 07/2026 |
| Private Advisor Group, Llc | Morristown | NJ | 06/2026 | Present |
1.05/03/2021; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Executive Wealth Strategies; Investment Related; at Reported Business Location(s); Start Date 03/01/2021; 160hrs/mth; 8hrs during trading 2.02/11/2022; None; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 02/10/2022; 4hrs/mth; 1hrs during trading 3.05/10/2022; Financial Planner Group LLC; Business Entity For Tax/Investment Purposes Only; Not Investment Related; at Reported Business Location(s); Start Date 03/29/2022; 4hrs/mth; 1hrs during trading 4.10/17/2022; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Sprague Wealth Solutions, LLC; Investment Related; at Reported Business Location(s); Start Date 10/03/2022; 4hrs/mth; 1hrs during trading 5.01/13/2025; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Executive Wealth Strategies LLC; Investment Related; at Reported Business Location(s); Start Date 01/01/2025; 160hrs/mth; 8hrs during trading 6.07/06/2026; (Hybrid) Private Advisor Group; Registered Investment Advisor Hybrid; Investment Related; at Reported Business Location(s); Start Date ; 160hrs/mth; 160hrs during trading; I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 05/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7.08/04/2026; Alexander Izmailov; Real Estate Rental; Investment Related; Carlsbad,CA; Start Date 08/05/2026; 1hrs/mth; 1hrs during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-11-06 |
| S63 | Uniform Securities Agent State Law Examination | 2006-11-04 |
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