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388 Greenwich Street, New York, NY 10013 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-07-15 |
Branch Locations
Cwm Retail, Sales 17632 17Th Street, Tustin, CA 92780 • United States
Cwm Retail, Sales 18232 Irvine Boulevard, Tustin, CA 92780 • United States
Cwm Retail, Sales 2700 Harbor Blvd, Costa Mesa, CA 92626 • United States
Citi Retail Banking 234 East 17Th Street, Costa Mesa, CA 92627 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, N.A. | Newport Beach | CA | 05/2004 | 02/2017 |
| Wells Fargo Advisors Llc | Newport Coast | CA | 09/2010 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Newport Coast | CA | 11/2016 | 02/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Garden Grove | CA | 09/2017 | 06/2022 |
| Bank Of America, N.A. | Garden Grove | CA | 09/2017 | 06/2022 |
| Traffic Management Inc | Signal Hill | CA | 02/2017 | 06/2017 |
| Citigroup | Huntington Beach | CA | 07/2022 | Present |
Rental Property - 774 N. Loma Vista, Long Beach CA 90813; Investment-related; Started: 8/1/2022; Title: Owner; Duties: Rental Property; No time is devoted each month during securities trading hours; 1 hour is devoted each month outside of securities trading hours./////Rental Property - 768 N. Loma Vista Dr., Long Beach CA 90813; Investment-related; Started: 8/1/2022; Title: Owner; Duties: Rental Property; No time is devoted each month during securities trading hours; 1 hour is devoted each month outside of securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-12-15 |
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