Brett Robert Harner

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2012 → 03/2018
  Cuso Financial Services, Lp
  San Diego, CA
• 03/2018 → 09/2022
  The Golden 1 Credit Union
  Sacramento, CA
• 04/2018 → 09/2022
  Lpl Financial Llc
  Sacramento, CA
• 10/2023 → Present
  Cetera Investment Services Llc
  Saint Cloud, MN
• 10/2023 → Present
  Cetera Investment Advisers Llc
  Dunedin, FL
• 10/2023 → Present
  Achieva Credit Union
  Dunedin, FL
• 09/2022 → 10/2023
  Unemployed
  Fair Oaks, CA

Previous Registrations

• 2018-04-12 → 2022-09-26
  Lpl Financial Llc
  Sacramento, CA
• 2012-10-22 → 2018-03-23
  Cuso Financial Services, L.P.
  San Diego, CA
• 2010-08-11 → 2012-01-05
  Chase Investment Services Corp.
  San Diego, CA
  San Diego, CA
  San Diego, CA
• 2007-01-05 → 2010-07-30
  Edward Jones
  San Diego, CA
  La Mesa, CA
  St Louis, MO

Exams

• S66 Uniform Combined State Law Examination
  2006-12-29

Other Names

• Brett Robert Harner