Michael M Ashburn

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-08-31
CA	RA	APPROVED	2020-09-18

TX RA
APPROVED

Since 2024-08-31
CA RA
APPROVED

Since 2020-09-18

Branch Locations

5001 Spring Valley Road Suite 900W, Dallas, TX 75244 • United States

2141 Rosecrans Avenue Suite 3100, El Segundo, CA 90245 • United States

1999 Avenue Of The Stars Suite 2400, Los Angeles, CA 90067 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Beverly Hills	CA	10/2006	09/2020
Morgan Stanley Smith Barney Llc	El Segundo	CA	09/2020	Present

10/2006 → 09/2020

Ubs Financial Services Inc.

Beverly Hills, CA
09/2020 → Present

Morgan Stanley Smith Barney Llc

El Segundo, CA

Previous Registrations

2008-06-16 → 2020-09-29

Ubs Financial Services Inc.

Beverly Hills, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-06-13

S66 Uniform Combined State Law Examination

2008-06-13

Other Names

Michael Ashburn

View on SEC IAPD

Current Employers

Morgan Stanley

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews