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Current Employers
Goldman Sachs Wealth Services, L.P.

100 Coliseum Drive, Cohoes, NY 12047 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 1999-12-30
  • TX RA
    APPROVED
    Since 1999-12-30

Branch Locations

2001 Ross Avenue Floor 23, Dallas, TX 75201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Ayco Company, L.P./Mercer Allied Dallas TX 02/2000 01/2021
Goldman Sachs & Co. Llc New York NY 01/2021 Present
  • 02/2000 → 01/2021
    The Ayco Company, L.P./Mercer Allied
    Dallas, TX
  • 01/2021 → Present
    Goldman Sachs & Co. Llc
    New York, NY
Other Businesses

Advisory Board Member at Salt Lake Mattress & Manufacturing Company, a mattress manufacturing company. Organization's primary address is in Salt Lake City, UT. Organization is not primarily engaged in investment-related activities. Start date is on January 1st, 2020. Ten hours per year. Duties include providing general business guidance.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-30
S63 Uniform Securities Agent State Law Examination 1998-09-22
  • S65 Uniform Investment Adviser Law Examination
    1999-12-30
  • S63 Uniform Securities Agent State Law Examination
    1998-09-22

View on SEC IAPD

Other Firms

Other Investors

Other Offices

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