Daniel William Emmons

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2013 → Present
  Stifel Nicolaus & Co Inc
  Charlotte, NC

Other Businesses

1. Foster Village Charlotte; 10523 Nimue Ct, Charlotte, NC 28277; Support and advocate for foster families; Board Member; Bookkeeping, fundraising, advocating; 09/22/2021; 5 Hours per Month; Not During Securities Trading Hours; Not Investment-Related. 2. Rental; 279 Fox Lane, Brevard, NC 28712; rental property; Owner of the property; 04/02/2024; 10 hrs/year; Not During Securities Trading Hours; Investment-Related.

Exams

• S65 Uniform Investment Adviser Law Examination
  2013-02-21
• S63 Uniform Securities Agent State Law Examination
  2006-11-28

Designations

• Certified Financial Planner

Other Names

• Daniel Emmons