Carl John Rimer

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2023-03-02
TX	RA	APPROVED_RES	2020-04-15
PA	RA	APPROVED	2011-02-14
OH	RA	APPROVED	2009-06-01

FL RA
APPROVED

Since 2023-03-02
TX RA
APPROVED_RES

Since 2020-04-15
PA RA
APPROVED

Since 2011-02-14
OH RA
APPROVED

Since 2009-06-01

Branch Locations

Fairview, PA • United States

100 State Street Suite 430, Erie, PA 16507 • United States

Cape Coral, FL • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney	Erie	PA	06/2009	Present
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	06/2020
Morgan Stanley Private Bank, N.A	New York	NY	01/2024	Present

06/2009 → Present

Morgan Stanley Smith Barney

Erie, PA
01/2015 → 06/2020

Morgan Stanley Private Bank, National Association

New York, NY
01/2024 → Present

Morgan Stanley Private Bank, N.A

New York, NY

Previous Registrations

2007-04-02 → 2009-06-01

Morgan Stanley & Co. Llc

Erie, PA
2007-03-05 → 2007-04-02

Morgan Stanley Dw Inc.

Erie, PA

Other Businesses

2)CONEWANGO VALLEY KENNEL CLUB INC. BOARD OF DIRECTORS MEMBER.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-01-18
S65	Uniform Investment Adviser Law Examination	2006-08-18

S66 Uniform Combined State Law Examination

2007-01-18
S65 Uniform Investment Adviser Law Examination

2006-08-18

View on SEC IAPD