Best Investors Account Sign in

Allan James Davies

Thrivent Investment Management Inc.

Greenville, WI

Claim This Profile
Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-09-13
WI RA APPROVED 2007-12-05
  • TX RA
    APPROVED_RES
    Since 2023-09-13
  • WI RA
    APPROVED
    Since 2007-12-05

Branch Locations

W6929 Parkview Dr, Greenville, WI 54942 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Greenville WI 12/2007 Present
Thrivent Financial For Lutherans Appleton WI 12/2007 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-02-21
  • S66 Uniform Combined State Law Examination
    2007-02-21

View on SEC IAPD

Other Firms

EDWARD JONES
LPL FINANCIAL LLC
CETERA INVESTMENT ADVISERS LLC
AVAII WEALTH MANAGEMENT, LLC
CHARLES SCHWAB & CO., INC.
GATEWAY WEALTH PARTNERS, LLC
CORNERSTONE FINANCIAL CONSULTING, LLC
CORNERSTONE FINANCIAL PLANNING, INC.

Other Investors

Bradley Dean Borgen
Nadine Tarabishi
Scott Horman
Kaylee Lanae Graefe
Matthew G Gioffredi
Alexander Dean Borgen
BRENT ANDREW MARES
SAMUEL DEWEY SIGLER

Other Offices

EDWARD JONES · GREENVILLE, WI
LPL FINANCIAL LLC · GREENVILLE, WI
CETERA INVESTMENT ADVISERS LLC · APPLETON, WI
AVAII WEALTH MANAGEMENT, LLC · APPLETON, WI
CHARLES SCHWAB & CO., INC. · Appleton, WI
GATEWAY WEALTH PARTNERS, LLC · APPLETON, WI
LPL FINANCIAL LLC · APPLETON, WI
CORNERSTONE FINANCIAL CONSULTING, LLC · APPLETON, WI

More in Greenville, WI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor