Brandon Christopher Williams

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2007 → Present
  American Airlines Federal Credit Union
  Fort Worth, TX
• 09/2010 → 10/2020
  Cetera Investment Services Llc
  St. Cloud, MN
• 01/2014 → 10/2020
  Cetera Investment Advisers Llc
  Fort Worth, TX
• 11/2020 → Present
  Lpl Financial Llc
  Fort Worth, TX

Previous Registrations

• 2014-01-21 → 2020-10-21
  Cetera Investment Advisers Llc
  Fort Worth, TX
  Fort Worth, TX
• 2010-09-21 → 2014-01-21
  Cetera Investment Services Llc
  Fort Worth, TX
  Los Angeles, CA
  Irving, TX
  Flower Mmound, TX
  Fort Worth, TX
• 2008-01-03 → 2010-09-22
  Cuna Brokerage Services, Inc.
  Los Angeles, CA
  Fort Worth, TX

Other Businesses

1)11/4/2020- Flagship Financial Group - DBA for LPL Business (entity for LPL business)- Inv. Related- at reported business location(s)-100% 2)11/4/2020- ARLINGTON SOUTHWEST LITTLE LEAGUE BASEBALL- COACH- Non-Inv. Related- Arlington, TX- start date 4/1/2015- 5 HRS/WK.

Exams

• S66 Uniform Combined State Law Examination
  2007-12-31