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3500 Lenox Road Suite 1700, Atlanta, GA 30326 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2007-12-14 |
Branch Locations
3500 Lenox Road Suite 1700, Atlanta, GA 30326 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Register Financial Associates, Inc. | Atlanta | GA | 10/2006 | Present |
| Register Financial Advisors, Llc | Atlanta | GA | 11/2007 | Present |
1. REGISTER FINANCIAL ASSOCIATES, 3500 LENOX RD, ATLANTA, GA, YES INVESTMENT RELATED, SALARY BASED, FINANCIAL SERVICES, TITLE: PRINCIPAL/FINOP START DATE 10/19/2006, 105 HRS/MONTH 65HRS OF THE 105 DURING TRADING HOURS, PRINCIPAL OF FIRM, OVERSEE COMPLIANCE AND GENERAL OPERATIONS. 2. REGISTER FINANCIAL ADVISOR, 3500 LENOX RD, ATLANTA, GA, YES INVESTMENT RELATED, SALARY BASED, FINANCIAL SERVICES, TITLE: PRINCIPAL/CCO START DATE 10/19/2006, 80 HRS/MONTH 50HRS OF THE 80 DURING TRADING HOURS, CCO OF FIRM, OVERSEE COMPLIANCE AND GENERAL OPERATIONS. 3. REGISTER CAPITAL INVESTMENTS LLC, 3500 LENOX RD, ATLANTA, GA, YES INVESTMENT RELATED, NATURE OF BUSINESS: SMALL CAP PORTFOLIO STOCKS, CFO STARTED 2/1/18, 10 HOURS/MONTH DURING SECURITIES TRADING HOURS, DUTIES TO REVIEW STOCK PORTFOLIO.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-09-26 |
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