Jeffrey Robert Seewald

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2012 → 03/2018
  Capital One Financial Advisors
  Melville, NY
• 01/2015 → 03/2018
  Capital One Sharebuilder, Inc.
  Garden City, NY
• 01/2015 → 03/2018
  Sharebuilder 401K
  Seattle, WA
• 03/2018 → 09/2024
  Lpl Financial Llc
  Lynbrook, NY
• 03/2018 → 09/2024
  Sterling National Bank
  Lynbrook, NY
• 09/2024 → Present
  Osaic Wealth, Inc.
  Clermont, FL

Previous Registrations

• 2018-03-13 → 2024-09-20
  Lpl Financial Llc
  Lynbrook, NY
  Great Neck, NY
  Great Neck, NY
  East Meadow, NY
  Valley Stream, NY
  Glen Cove, NY
• 2015-01-28 → 2018-03-13
  Capital One Advisors, Llc
  Seattle, WA
• 2012-02-03 → 2015-01-28
  Capital One Financial Advisors Llc
  Melville, NY

Other Businesses

1. FREEDOM FINANCIAL GROUP, LLC POSITION: Insurance Broker NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 09/16/2024 ADDRESS: 2580 E Highway 50, Clermont FL 34711, United States DESCRIPTION: Insurance Broker 2. FREEDOM FINANCIAL GROUP, LLC POSITION: Marketing and Branding under this business name NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 09/16/2024 ADDRESS: 2580 E Highway 50, Clermont FL 34711, United States DESCRIPTION: Marketing and Branding under this business name

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-04-03
• S63 Uniform Securities Agent State Law Examination
  2006-12-18