Daniel Jonathan Gopen

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2013 → 01/2021
  National Securities Corporation
  Flushing, NY
• 11/2018 → 01/2021
  National Asset Management
  Flushing, NY
• 01/2021 → Present
  Cambridge Investment Research, Inc
  Fairfield, IA
• 01/2021 → Present
  Cambridge Investment Research Advisors, Inc
  Fairfield, IA

Previous Registrations

• 2018-12-03 → 2021-01-20
  B. Riley Wealth Advisors, Inc.
  Flushing, NY

Other Businesses

1)CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING 01/04/21 2)PREMIER TAX PLANNING, 107 NORTHERN BLVD, STE 304, GREAT NECK, NY, TAX PREP AND ACCOUNTING, 01/04/21, NIR, 60 HR/WK- 8/TRADING HR. 3)PREMIER TAX PLANNING, 107 NORTHERN BLVD, STE 304, GREAT NECK, NY INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES,01/04/21, INV REL, 25 HR/MO- 2/TRADING HR. 4)DAN GOPEN INC, 107 Northern Blvd ste 304, GREAT NECK NY 11021, 01/2022, Owner, Business, NIR, 1 HR/MO - 1 HR/MO TRADING.

Exams

• S66 Uniform Combined State Law Examination
  2018-11-29
• S63 Uniform Securities Agent State Law Examination
  2012-07-11