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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2025-10-08
  • MA RA
    APPROVED
    Since 2025-10-08

Branch Locations

Boston, MA • United States

793 Washington St Unit 8, Canton, MA 02021 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network San Diego CA 10/2006 09/2024
Commonwealth Financial Network Waltham MA 05/2026 Present
Strategic Financial Alliance Canton MA 05/2026 Present
Commonwealth Financial Network Waltham MA 09/2024 05/2026
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-09-26
  • S66 Uniform Combined State Law Examination
    2007-09-26
Designations

View on SEC IAPD

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