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920 Cassatt Road Suite 202, Berwyn, PA 19312 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WV | RA | APPROVED | 2023-08-24 |
| TX | RA | APPROVED_RES | 2023-05-01 |
| VA | RA | APPROVED | 2023-03-20 |
Branch Locations
30 W. Main Street, Berryville, VA 22611 • United States
920 Cassatt Road Suite 202, Berwyn, PA 19312 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securites Llc | Vienna | VA | 10/2012 | 05/2018 |
| Kalos Capital | Alpharetta | GA | 07/2018 | 09/2022 |
| Kalos Management | Alpharetta | GA | 07/2018 | 03/2020 |
| Brighter Financial Capital Management, Llc | Reston | VA | 04/2020 | 03/2023 |
| Clark & Associates, Inc. Financial Solutions | Reston | VA | 08/2018 | 03/2023 |
| Prudential Financial Planning Services | Vienna | VA | 04/2013 | 05/2018 |
| Madison Avenue Securities | San Diego | CA | 09/2022 | 03/2023 |
| Lpl Financial | Berryville | VA | 03/2023 | Present |
1- 03/2023 / First Light Financial / DBA for LPL Business (entity for LPL business) / INVESTMENT RELATED / BERRYVILLE, VA 2- 03/2023 / NON-VARIABLE INSURANCE / INVESTMENT RELATED / Agent selling Fixed, FIA, fixed Life and LTC- BERRYVILLE, VA- start date 3/17/2023- 10hrs/mth 3- 3/21/2023 - Great Valley Advisor Group, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Advisor - Start Date - 03/17/2023 - 160 Hours Per Month/8 Hours During Securities Trading - I provide investment advisory services through Great Valley Advisor Group, Inc. an independent investment advisor firm. I started this business activity in 3/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, nature of its business, its owners and its services at http://www.adviserinfo.sec.gov/IAPD. This firm is separate and independent of LPL Financial. 4- 05/31/2023 - Frist light Financial - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date 05/30/2023 - 10 Hours Per Month/ 10 Hours During Securities Trading 5- 06/07/2023 - Marksmen trainer - Not Investment Related - Berryville, VA - Rep's Business - Owner and Coach - Start Date 05/29/2023 - 10 Hours Per Month/ 0 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-08-07 |
| S63 | Uniform Securities Agent State Law Examination | 2006-12-09 |
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