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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-02-06
PA RA APPROVED 2022-05-05
  • TX RA
    APPROVED_RES
    Since 2023-02-06
  • PA RA
    APPROVED
    Since 2022-05-05

Branch Locations

1132 East Chocolate Ave., Hershey, PA 17033 • United States

3806 Market St. Ste. 1, Camp Hill, PA 17011 • United States

401 E Louther St. 1St Floor, Building A, Carlisle, PA 17013 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Lincoln Financial Advisors Camp Hill PA 07/2010 10/2018
Concourse Financial Group Securities (Fka Proequities, Inc.) Camp Hill PA 10/2018 04/2022
Dba - Kca Wealth Management Llc Camp Hill PA 01/2017 Present
Cambridge Investment Research, Inc. Fairfield IA 04/2022 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 04/2022 Present
  • 07/2010 → 10/2018
    Lincoln Financial Advisors
    Camp Hill, PA
  • 10/2018 → 04/2022
    Concourse Financial Group Securities (Fka Proequities, Inc.)
    Camp Hill, PA
  • 01/2017 → Present
    Dba - Kca Wealth Management Llc
    Camp Hill, PA
  • 04/2022 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 04/2022 → Present
    Fairfield, IA
Previous Registrations
  • 2018-10-16 → 2022-05-01
    Concourse Financial Group Securities, Inc.
    Carlisle, PA
    Camp Hill, PA
    Hershey, PA
    Camp Hill, PA
    Birmingham, AL
  • 2010-07-12 → 2018-10-12
    Osaic Fa, Inc.
    Camp Hill, PA
    Hershey, PA
  • 2008-01-29 → 2010-07-22
    Berlin, MD
    Harrisburg, PA
    Cleona, PA
Other Businesses

1) KCA WEALTH MANAGEMENT, LLC, 3806 Market St Suite 1, Camp HIll PA 17011, United States, 09/12/2016, Co-Owner/Partner, Owner/Partner of a Business Entity, NIR, 20 HR/MO - 10 HR/MO TRADING 2) INSURANCE, 3806 MARKET ST SUITE 1 CAMP HILL PA 17011, 08/2006, INDEPENDANT INSURANCE AGENT FOR VARIOUS INDEPENDANT INSURANCE COMPANIES, INV REL, 100 HR/MONTH 100 HR/MONTH TRADING 3) HOLISTIC TAX SERVICES, 3806 MARKET ST SUITE 1 CAMP HILL PA 17011, 01/2021, MARKETING, TAX PREPARATION, NIR, 8 HR/MONTH 8 HR/MONTH TRADING 4) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 05/05/2022 5) FINANCIAL PLANNING COURSES / 3806 Market St Suite 1, Camp HIll PA 17011 / 11/01/2018 / NIR / MARKETING - REGISTRATION FEES FOR FINANCIAL EDUCATION COURSES / 3 HR/MO - 3 HR/MO TRADING 6) BKVC PROPERTY HOLDINGS LLC, 1132 E Chocolate Ave, Hershey PA 17033, 06/03/2026, Owner, Real Estate, NIR, 0 HR/MO - 0 HR/MO TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-01-02
S63 Uniform Securities Agent State Law Examination 2006-12-11
  • S65 Uniform Investment Adviser Law Examination
    2008-01-02
  • S63 Uniform Securities Agent State Law Examination
    2006-12-11
Other Names
  • Vincent Catalano
  • Vincent Joseph Catalano

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