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Roderic Emil Norman

J.P. Morgan Securities LLC

Atlanta, GA

CRD 3118615

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2025-12-05
TX RA APPROVED 2025-12-04
  • GA RA
    APPROVED
    Since 2025-12-05
  • TX RA
    APPROVED
    Since 2025-12-04

Branch Locations

3424 Peachtree Rd Ne Floor 24, Atlanta, GA 30326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc New York NY 12/2014 02/2017
Jpmorgan Chase Bank Na New York NY 12/2014 02/2017
African Development Bank Abidjan 02/2017 06/2022
Impacta Global London 09/2023 10/2025
National Committee For Uwc Togo Antony 01/2022 09/2025
Jpmorgan Chase Bank, N.A. Atlanta GA 10/2025 Present
J.P. Morgan Securities Llc Atlanta GA 10/2025 Present
  • 12/2014 → 02/2017
    J.P. Morgan Securities Llc
    New York, NY
  • 12/2014 → 02/2017
    Jpmorgan Chase Bank Na
    New York, NY
  • 02/2017 → 06/2022
    African Development Bank
    Abidjan
  • 09/2023 → 10/2025
    Impacta Global
    London
  • 01/2022 → 09/2025
    National Committee For Uwc Togo
    Antony
  • 10/2025 → Present
    Jpmorgan Chase Bank, N.A.
    Atlanta, GA
  • 10/2025 → Present
    J.P. Morgan Securities Llc
    Atlanta, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-12-04
S63 Uniform Securities Agent State Law Examination 2014-12-22
  • S66 Uniform Combined State Law Examination
    2025-12-04
  • S63 Uniform Securities Agent State Law Examination
    2014-12-22
Other Names
  • Roderic E Norman

View on SEC IAPD

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