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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2017-06-19
CA RA APPROVED 2008-12-01
  • SC RA
    APPROVED
    Since 2017-06-19
  • CA RA
    APPROVED
    Since 2008-12-01

Branch Locations

1055 Lpl Way, Fort Mill, SC 29715 • United States

Rock Hill, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Fort Mill SC 10/2006 Present
Other Businesses

1. 08/26/2022 - DoorDash Inc - Not Investment Related - rock hill and charlotte - Outside/W-2 Employment - part time job with Doordash as delivery driver - Start Date - 07/11/2022 - 50 Hours Per Month/0 Hours During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-11-29
  • S66 Uniform Combined State Law Examination
    2008-11-29

View on SEC IAPD

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