Michael Christopher Panagoulias

Employer firm

D.a. Davidson & Co. CRD 199

$41.8B regulatory AUM 1,050 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

D.A. Davidson & Co.

8 Third Street North, Great Falls, MT 59401 • United States

Current Registrations

Authority	Category	Status	Date
ME	RA	APPROVED	2023-03-27

ME RA
APPROVED

Since 2023-03-27

Branch Locations

South Berwick, ME • United States

1550 Market Street Suite 300, Denver, CO 80202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial	San Diego	CA	09/2013	03/2023
D.A. Davidson & Co.	South Berwick	ME	03/2023	Present

09/2013 → 03/2023

Lpl Financial

San Diego, CA
03/2023 → Present

D.A. Davidson & Co.

South Berwick, ME

Previous Registrations

2013-10-11 → 2023-04-10

Lpl Financial Llc

San Diego, CA

San Diego, CA

South Berwick, ME

South Berwick, ME

Fort Mill, SC

Boston, MA
2012-07-02 → 2013-10-07

First Allied Advisory Services, Inc.

San Diego, CA

Other Businesses

MSAD #35 SCHOOL DISTRICT; NON-INVESTMENT RELATED; ELIOT, ME; GOVERNMENT ENTITY; HEAD COACH; START 11/20/23; 10-15 HR/WK DURING SEASON; NO TIME DEVOTED DURING SECURITIES TRADING HOURS; I COACH 7TH GRADE BOYS BASKETBALL, COORDINATE PRACTICE AND MENTOR YOUTH.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-04-09
S63	Uniform Securities Agent State Law Examination	2007-08-31

S66 Uniform Combined State Law Examination

2012-04-09
S63 Uniform Securities Agent State Law Examination

2007-08-31

Other Names

Michael Christopher Panagoulias
Michael Christopher Panagoulias

View on SEC IAPD