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Catherine Joye Bruce

Ameriprise Financial Services, LLC

San Antonio, TX

Bulverde, TX

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-06-25
  • TX RA
    APPROVED
    Since 2019-06-25

Branch Locations

10001 Reunion Pl Ste 422, San Antonio, TX 78216-4127 • United States

Bulverde, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Corporation San Antonio TX 03/2008 06/2019
Ameriprise Financial Services, Inc San Antonia TX 06/2019 03/2020
Ameriprise Financial Services, Llc San Antonio TX 03/2020 Present
  • 03/2008 → 06/2019
    Rbc Capital Markets Corporation
    San Antonio, TX
  • 06/2019 → 03/2020
    Ameriprise Financial Services, Inc
    San Antonia, TX
  • 03/2020 → Present
    Ameriprise Financial Services, Llc
    San Antonio, TX
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-10-19
  • S66 Uniform Combined State Law Examination
    2007-10-19
Other Names
  • Catherine Joye Flores
  • Catherine Joyce Bruce
  • Catherine Joye Bruce
  • Catherine J Bruce

View on SEC IAPD

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN ANTONIO, TX
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN ANTONIO, TX
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PARK AVENUE SECURITIES LLC · SAN ANTONIO, TX
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