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Kenneth Ricks Richey

Eagle Strategies LLC

Ogden, UT

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Current Employers
Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2022-07-06
  • UT RA
    APPROVED
    Since 2022-07-06

Branch Locations

710 40Th Street, Ogden, UT 84403 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Insurance Ogen UT 10/2006 Present
Nylife Securities Inc. Ogden UT 12/2006 Present
Eagle Strategies Llc Ogden UT 07/2022 Present
  • 10/2006 → Present
    New York Life Insurance
    Ogen, UT
  • 12/2006 → Present
    Nylife Securities Inc.
    Ogden, UT
  • 07/2022 → Present
    Ogden, UT
Other Businesses

[INSURANCE BROKERING; APPOINTED WITH OUTSIDE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; 1186 E 4600 S, STE 300, OGDEN, UT 84403; AGENT/BROKER; START DATE: 3/26/12; 5 HRS PER MONTH; INVESTMENT RELATED] [Ogden City Council - District 3; I was elected to serve as the District 3 representative on the Ogden City Council. This is a 4 year term beginning January 2022.; 2549 Washington Blvd, Ogden, UT 84401; Start Date 01/2022; Role/Title: Member; Not Investment Related; 40 hours per month; 2 hours per month during securities trading hours; Attend Council Work Meetings and General Sessions on Tuesday evenings. Work within the council to establish council initiatives working alongside the Mayor. As a council member it is expected that I will serve on different committees related to Ogden City.][Central Weber Sewer Improvement District; Board Member or Trustee of the Central Weber Sewer Improvement District, assigned on account of my role on the Ogden City Council.; 2618 W Pioneer Road, Marriott-Slaterville, UT 84404; Start Date 01/2026; Role/Title: Board Member; Not Investment Related; 2 hours per month; 0 hours per month during securities trading hours; Serve on the board in advisory council to the management, operations and development of the Sewer Plant]

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2007-02-13
  • S63 Uniform Securities Agent State Law Examination
    2007-02-13
Designations
Other Names
  • Ken R Richey
  • Kenneth R Richey

View on SEC IAPD

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