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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2025-11-21
CA RA APPROVED 2025-11-20
TX RA APPROVED 2025-11-20
  • OR RA
    APPROVED
    Since 2025-11-21
  • CA RA
    APPROVED
    Since 2025-11-20
  • TX RA
    APPROVED
    Since 2025-11-20

Branch Locations

3232 Hillcrest Park Drive, Medford, OR 97504 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Medford OR 01/2015 06/2019
Morgan Stanley Private Bank, National Association New York NY 01/2015 06/2019
Ubs Financial Services Inc. Medford OR 06/2019 11/2025
Wells Fargo Clearing Services, Llc Medford OR 11/2025 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-12-14
  • S66 Uniform Combined State Law Examination
    2006-12-14

View on SEC IAPD

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