Stephen Magallanes

Employer firm

Collaborative Wealth CRD 142106

$653M regulatory AUM 7 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2011 → 02/2018
  Invest Financial Corporation
  Stuart, FL
• 02/2018 → Present
  Lpl Financial Llc
  Stuart, FL
• 08/2018 → Present
  Collaborative Wealth Management, Inc. (Dba:COllaborative Wealth)
  Stuart, FL

Previous Registrations

• 2011-07-21 → 2018-02-15
  Invest Financial Corporation
  Orland Park, IL
  Stuart, FL
  Appleton, WI
• 2008-07-08 → 2010-09-29
  Invest Financial Corporation
  Stuart, FL

Other Businesses

1. 12/20/2018 - Collaborative Wealth Management, Inc. - DBA: (Hybrid) Collaborative Wealth - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 09/06/2018 - 120 Hours Per Month/120 Hours During Securities Trading - I provide investment advisory services through Collaborative Wealth, an independent investment advisor firm. I started this business activity on 12/20/2018. I expect to spend approximately 120 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 2. 10/6/2020 - Collaborative Wealth Management Inc - DBA: (Hybrid) Collaborative Wealth Treasure Coast - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 09/30/2020 - 160 Hours Per Month/160 Hours During Securities Trading - I provide investment advisory services through Collaborative Wealth Management Inc, an independent investment advisor firm. I started this business activity in 10/2020. I expect to spend approximately 30 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 11/3/2020 - Collaborative Wealth Treasure Coast - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 03/22/2019 - 50 Hours Per Month/40 Hours During Securities Trading. 4. 04/13/2022 - Treasure Coast Financial - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance specialist - Start Date - 04/07/2022 - 5 Hours Per Month/ 5 Hours During Securities Trading.

Exams

• S66 Uniform Combined State Law Examination
  2008-07-01

Designations

• Certified Financial Planner

Other Names

• Steve Magallanes