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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2025-03-21 |
| OH | RA | APPROVED | 2025-03-21 |
Branch Locations
8825 Stanford Blvd Ste 200, Columbia, MD 21045 • United States
Orrville, OH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Wooster | OH | 07/2016 | 12/2021 |
| Kestra Investment Services, Llc | Millersburg | OH | 12/2021 | 03/2025 |
| Kestra Advisory Services, Llc | Millersburg | OH | 12/2021 | 03/2025 |
| Ameriprise Financial Services, Llc | Columbia | MD | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-09-22 |
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