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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-02-01 |
| CA | RA | APPROVED | 2024-01-23 |
Branch Locations
2049 Century Park E Pbig - Century City, Los Angeles, CA 90067 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Beverly Hills | CA | 06/2006 | 03/2017 |
| Bank Of America, N.A. | Beverly Hills | CA | 01/2016 | 03/2017 |
| City National Securities | Beverly Hills | CA | 03/2017 | 12/2023 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Los Angeles | CA | 12/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-03-20 |
| S63 | Uniform Securities Agent State Law Examination | 2000-06-14 |
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