Russell W Pendleton

Current Employers

Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2026-03-26
AR	RA	APPROVED	2022-02-09
OK	RA	APPROVED	2021-11-08
KS	RA	APPROVED	2013-06-27
MO	RA	APPROVED	2013-06-27

AZ RA
APPROVED

Since 2026-03-26
AR RA
APPROVED

Since 2022-02-09
OK RA
APPROVED

Since 2021-11-08
KS RA
APPROVED

Since 2013-06-27
MO RA
APPROVED

Since 2013-06-27

Branch Locations

1815 South Holland, Springfield, MO 65807 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Valic Financial Advisors, Inc.	Overland Park	KS	04/2013	Present
Agia	Houston	TX	12/2022	Present

04/2013 → Present

Valic Financial Advisors, Inc.

Overland Park, KS
12/2022 → Present

Agia

Houston, TX

Other Businesses

AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2013-06-22
S63	Uniform Securities Agent State Law Examination	2007-01-03

S65 Uniform Investment Adviser Law Examination

2013-06-22
S63 Uniform Securities Agent State Law Examination

2007-01-03

View on SEC IAPD

Current Employers

Valic Financial Advisors, Inc.

Disclosures

Employment History

Other Businesses

Exams

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