Christopher Colin Hamm

Current Employers

Sequent Planning, Llc

8807 Indian Hills Drive, Omaha, NE 68114 • United States

Current Registrations

Authority	Category	Status	Date
KY	RA	APPROVED	2026-01-09

KY RA
APPROVED

Since 2026-01-09

Branch Locations

8807 Indian Hills Drive, Omaha, NE 68114 • United States

Flatwoods, KY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Western & Southern Financial Group	Cincinnati	OH	12/2005	03/2024
Peak Brokerage Services, Llc	Jupiter	FL	03/2024	09/2025
Sequent Planning, Llc	Flatwoods	KY	01/2026	Present
Insurance And Beyond Of Kentucky, Llc	Flatwoods	KY	03/2024	Present

12/2005 → 03/2024

Western & Southern Financial Group

Cincinnati, OH
03/2024 → 09/2025

Peak Brokerage Services, Llc

Jupiter, FL
01/2026 → Present

Sequent Planning, Llc

Flatwoods, KY
03/2024 → Present

Insurance And Beyond Of Kentucky, Llc

Flatwoods, KY

Previous Registrations

2018-09-07 → 2024-03-22

W&S Brokerage Services, Inc.

Russell, KY

Other Businesses

1) Insurance and Beyond of Kentucky, LLC; investment-related; private residence in Flatwoods, KY; insurance agency; owner; 03/2024; 60 hours/month; 60 hours/month; insurance sales. 2) The Camayo Room of Ashland, LLC; not investment-related; 1536 Winchester Ave Suite 200, Ashland, KY; event venue rental; owner; 10/2017; 13 hours/month; 1 hour/month; scheduling events.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2025-12-19
S63	Uniform Securities Agent State Law Examination	2007-11-27

S65 Uniform Investment Adviser Law Examination

2025-12-19
S63 Uniform Securities Agent State Law Examination

2007-11-27

View on SEC IAPD