Christopher Colin Hamm

Employer firm

Sequent Planning, LLC CRD 160381

$589M regulatory AUM 13 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2005 → 03/2024
  Western & Southern Financial Group
  Cincinnati, OH
• 03/2024 → 09/2025
  Peak Brokerage Services, Llc
  Jupiter, FL
• 01/2026 → Present
  Sequent Planning, Llc
  Flatwoods, KY
• 03/2024 → Present
  Insurance And Beyond Of Kentucky, Llc
  Flatwoods, KY

Previous Registrations

• 2018-09-07 → 2024-03-22
  W&S Brokerage Services, Inc.
  Russell, KY

Other Businesses

1) Insurance and Beyond of Kentucky, LLC; investment-related; private residence in Flatwoods, KY; insurance agency; owner; 03/2024; 60 hours/month; 60 hours/month; insurance sales. 2) The Camayo Room of Ashland, LLC; not investment-related; 1536 Winchester Ave Suite 200, Ashland, KY; event venue rental; owner; 10/2017; 13 hours/month; 1 hour/month; scheduling events.

Exams

• S65 Uniform Investment Adviser Law Examination
  2025-12-19
• S63 Uniform Securities Agent State Law Examination
  2007-11-27