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Leslie Marie Ozmun

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Canton, OH

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-05-29
OH RA APPROVED 2015-01-15
  • TX RA
    APPROVED_RES
    Since 2015-05-29
  • OH RA
    APPROVED
    Since 2015-01-15

Branch Locations

4300 Munson St Nw, Canton, OH 44718 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Canton OH 12/2014 Present
Bank Of America, N.A. Canton OH 06/2017 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2011-09-10
  • S63 Uniform Securities Agent State Law Examination
    2011-09-10
Other Names
  • Leslie Marie Drew

View on SEC IAPD

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RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · CANTON, OH
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