Michael Patrick Stark

Employer firm

Transamerica Retirement Advisors, LLC CRD 107319

$18.8B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2014 → 11/2016
  Wells Fargo Advisors, Llc
  Denver, CO
• 11/2016 → 08/2019
  Wells Fargo Clearing Services, Llc
  Denver, CO
• 09/2019 → 02/2023
  Sigma Financial Corporation
  Ann Arbor, MI
• 09/2019 → 05/2023
  Spc
  Ann Arbor, MI
• 05/2024 → Present
  Transamerica Investors Securities Corporation
  Evergreen, CO
• 05/2024 → Present
  Transamerica Life Insurance Company
  Evergreen, CO
• 06/2023 → 04/2024
  Clark Brothers Investments
  Parker, CO

Previous Registrations

• 2023-02-01 → 2023-12-31
  Clark Brothers Investments
  Evergreen, CO
  Parker, CO
• 2019-09-17 → 2023-02-15
  Spc
  Lone Tree, CO
  Ann Arbor, MI
  Evergreen, CO
  Lone Tree, CO
• 2014-05-29 → 2019-09-19
  Wells Fargo Clearing Services, Llc
  Greenwood Village, CO
  Littleton, CO
  Greenwood Village, CO
  Englewood, CO
  Denver, CO
  Greenwood Village, CO
  Denver, CO
  Denver, CO
• 2012-10-01 → 2014-04-10
  J.P. Morgan Securities Llc
  Aurora, CO
  Aurora, CO
  Castle Rock, CO
  Centennial, CO
• 2010-04-26 → 2012-10-01
  Chase Investment Services Corp.
  Englewood, CO
  Denver, CO
  Centennial, CO
  Littleton, CO
  Castle Rock, CO
  Littleton, CO
  Aurora, CO
  Aurora, CO

Exams

• S66 Uniform Combined State Law Examination
  2010-04-20
• S63 Uniform Securities Agent State Law Examination
  2010-03-05

Other Names

• Michael Stark